Description:
BSA/AML reviews can be stressful for banks, fintechs, and their partners—but being prepared makes all the difference. This session walks participants through what regulators are looking for, how to organize key documentation, and strategies to avoid common missteps. Using practical examples from real-world exams, you’ll learn how to build processes that make your organization ready for review, reduce last-minute pressure, and demonstrate a strong, compliant program.
Whether you work in compliance, risk, operations, or partner management, this course provides a clear roadmap to approach BSA/AML exams with confidence, understand examiner expectations, and implement repeatable practices that make audits and reviews smoother.
Who This Is Designed For: Professionals at banks, fintechs, or MSBs—including compliance officers, operations staff, risk managers, and partner relationship teams—who want a practical understanding of BSA/AML review expectations and readiness best practices.
Agenda:
Examiner Priorities: What regulators focus on in BSA/AML exams today.
High-Risk Areas: Key topics and processes that often draw extra scrutiny.
Documentation & Reporting: What examiners expect to see and how to organize it.
Preventing Common Pitfalls: How to spot and remediate weaknesses before reviews.
Building Exam-Ready Processes: Repeatable practices that reduce stress and increase confidence.
By the end of this webinar, you will know how to:
Prepare your team and organization for a BSA/AML review with confidence.
Anticipate areas of focus and high-risk topics in exams.
Identify gaps and implement corrective actions before a review.
Build repeatable, exam-ready processes that streamline future reviews.
Note: This program meets the eligibility criteria for continuing education under ACFCS and is eligible for 1 credit.