Tools And Resources

A worksheet to evaluate tools for compliance, covering data, risk, regulations, and vendor controls.

A guide to adjust AML alerts, set thresholds, track customer behavior, and focus on high-risk transactions.

Case studies highlighting how weak AML culture, poor oversight, and ignored risks lead to major enforcement actions.

A concise guide outlining common AML red flags by role and when to escalate suspicious activity internally.

A structured guide to assess and manage fraud risks throughout a fintech product launch, from planning to post-launch monitoring.

A case study showing how stolen cryptocurrency moved through mixers and darknet wallets, highlighting tracing and compliance reporting strategies.

A comparison of crypto and traditional finance KYC processes, highlighting differences in verification, monitoring, and regulatory requirements.

A cheat sheet outlining common cryptocurrency laundering patterns and red flags to identify suspicious wallet and transaction activity.

A scenario-based exercise for identifying and responding to suspicious P2P payment activity, highlighting red flags and escalation steps.

A structured worksheet for tracking investigations, documenting transactions, evidence, risk indicators, and follow-up actions systematically.

A reference guide listing common red flags across identity theft, romance scams, money mule networks, and elder fraud cases.

A template for escalating suspected fraud via email, detailing suspicious activity, actions taken, and requesting immediate investigation.

A roleplay-based case study for practicing fraud detection, handling suspicious activity, and following proper escalation procedures.

A guide identifying patterns and red flags for synthetic identity fraud, money mule activity, and various scam behaviors.

A quick reference card outlining common fraud types, behavioral and transaction red flags, and steps for immediate escalation.

A control evaluation table outlining objectives, methods, responsible teams, and status for monitoring transactions, security, and fraud prevention.

Simulated case studies for investigating suspicious transactions, helping compliance teams identify red flags and assess potential money laundering activity.

Guidelines for drafting a clear, detailed SAR narrative, documenting suspicious transactions and supporting evidence for regulatory reporting.

Checklist of suspicious fund placement patterns, highlighting cash, crypto, shell companies, and rapid movements for AML detection.

Illustrates how criminals launder money through crypto and real estate, highlighting placement, layering, integration, and red flags.

Highlights MSB compliance failures at Western Union and MoneyGram, showing the need for enforced AML programs and continuous monitoring.

Summarizes OFAC sanctions rules, compliance requirements, screening procedures, red flags, and steps for handling potential violations.

Lists OSINT tools and methods to verify identities, investigate suspicious transactions, and gather publicly available evidence for investigations.

Outlines common ACH, RTP, and FedNow payment exceptions, causes, compliance considerations, and recommended resolution steps.

Identifies common red flags and risks across financial products to guide monitoring and detect potential fraud or money laundering.

Assesses customer risk by scoring transaction volume, source, KYC status, and account type to determine overall risk tier.

Analyzes scenarios to identify and escalate potential OFAC sanctions violations, emphasizing proper due diligence and internal controls.

Provides a structured checklist for writing clear, factual, and compliant SAR narratives while avoiding speculation or subjective language.

Outlines a step-by-step process for screening crypto wallets and counterparties to identify sanctions risks and ensure compliance.

Lists common red flags in financial transactions indicating suspicious activity, aiding detection of fraud, money laundering, or AML breaches.

Guides staff to document and report structured or unusual account activity objectively for internal compliance review and monitoring.

Provides a structured framework to assess, monitor, and mitigate operational, compliance, financial, and cybersecurity risks of vendors.

Guides managers on reinforcing employee training through follow-ups, practical application, peer discussions, and performance tracking for retention.

Provides templates for setting transaction monitoring rules to detect suspicious activity, including cash deposits, crypto, and structuring patterns.