Course Description
When examiners walk through the door, being unprepared isn’t an option. BSA/AML exams are high-stakes, and the expectations for banks and their fintech or MSB partners are rising. This course provides a step-by-step look at what examiners focus on, what documentation you should have ready, and how to avoid the most common pitfalls. With practical insights from real-world exams, participants will leave with a clear roadmap to build confidence before, during, and after an exam.
Who This Is Designed For:
BSA/AML officers, compliance managers, and partner bank relationship managers preparing for exams.
Agenda
What regulators look for in BSA/AML exams today
Special examiner focus areas
Documentation and reporting that examiners expect to see
How to anticipate and remediate common exam findings
Building examiner-ready processes that reduce last-minute stress
By the end of this webinar, you will know how to:
Prepare for a BSA/AML exam with confidence
Anticipate examiner focus areas in fintech and MSB contexts
Identify and close weaknesses before reviews
Build repeatable exam-ready practices