Description:
AI tools like ChatGPT can be powerful allies in risk management and compliance—but only if you know how to ask the right questions. This session introduces prompt engineering for financial services professionals, showing how to guide AI toward producing accurate, complaint, and actionable outputs.
Using practical examples, participants will learn how to craft clear prompts for tasks such as SAR narratives, fraud investigations, regulatory research, and exam preparation. The training also covers common mistakes that lead to weak or misleading results and offers strategies to safely integrate AI into regulated workflows without increasing compliance risk. Attendees will leave with actionable techniques to improve productivity, maintain regulatory alignment, and strengthen overall risk and compliance efforts.
Who is this Designed for: Compliance officers, fraud investigators, BSA/AML professionals, partner bank managers, and fintech operators who want to leverage AI safely and effectively in regulated environments.
Agenda:
Prompt Engineering Basics: Learn the structure, clarity, and context needed for accurate AI outputs.
Common Mistakes: Avoid vague, biased, or risky prompts that can compromise compliance.
Iteration Strategies: Refine AI outputs for SARs, fraud detection, due diligence, and exam prep.
Case Studies: See real-world examples of ChatGPT supporting compliance tasks.
Guardrails for Safe AI Use: Implement ethical and regulatory-aligned practices in your workflows.
By the end of this webinar, you will know how to:
Write clear, structured prompts that generate exam- and audit-ready outputs
Avoid compliance risks and inaccuracies when using ChatGPT
Iteratively refine AI responses to match regulatory expectations
Apply prompt engineering to AML, fraud, SAR writing, and exam prep
Build safe, effective AI practices that support—not replace—compliance teams
Note: This program meets the eligibility criteria for continuing education under ACFCS and is eligible for 1 credit.