Description:
AI tools like ChatGPT can accelerate risk management and compliance work—but only if you know how to ask the right questions. In this session, participants will learn the essentials of prompt engineering tailored for financial services. Using real-world scenarios, we’ll explore how to build prompts that generate accurate SAR narratives, strengthen fraud investigations, simplify regulatory research, and even prepare for exams. By the end, you’ll know how to guide AI toward producing reliable, compliant, and actionable outputs while avoiding the common mistakes that lead to weak or misleading results.

Who is this Designed for: Compliance officers, fraud investigators, BSA/AML professionals, partner bank managers, and fintech operators looking to safely integrate AI into regulated workflows.

Agenda:

• Fundamentals of prompt engineering: structure, clarity, and compliance context

• Common mistakes: vague, biased, or risky prompts in financial services

• Iteration strategies: refining AI outputs for exam prep, SARs, and audits

• Case studies: using ChatGPT in fraud detection, due diligence, and reporting

• Guardrails for safe, ethical AI use in regulated institutions

By the end of this webinar, you will know how to:

• Write clear, structured prompts that generate exam- and audit-ready outputs

• Avoid compliance risks and inaccuracies when using ChatGPT

• Iteratively refine AI responses to match regulatory expectations

• Apply prompt engineering to AML, fraud, SAR writing, and exam prep

• Build safe, effective AI practices that support—not replace—compliance teams